Meet the RIA

Meet the RIA: Halbert Hargrove

Asset TV — Fri, 10 Apr 2026 15:45:26 -0400

JC Abusaid, CEO and President of Halbert Hargrove, reflects on the firm’s evolution from a small practice in the 1980s to a more strategic, growth-oriented RIA focused on long-term sustainability. He shares how turning down an acquisition offer became a defining moment—sparking a renewed commitment to succession planning, culture, and building a firm designed for the future.

Meet the RIA: Savant Wealth Management

ASSET TV — Tue, 07 Apr 2026 11:08:28 -0400

Brent Brodeski, Founder and CEO of Savant Wealth Management, outlines how Savant’s hybrid ownership and integration model is designed to provide long-term stability, alignment, and succession solutions for RIAs. He explains how the firm differentiates itself from traditional private equity-backed buyers by emphasizing shared ownership, cultural integration, and a sustainable path forward for founders, employees, and clients alike.

Meet the RIA: Beacon Pointe

ASSET TV — Wed, 18 Mar 2026 12:03:57 -0400

Courtney Hutchinson, Partner and Managing Director at Beacon Pointe Advisors, discusses her transition to the firm and the key considerations behind the move. She shares how she evaluated the right partner, how her leadership role evolved through the process, and how the integration has progressed since joining Beacon Pointe.

Meet the RIA: Private Vista

Asset TV — Fri, 27 Feb 2026 16:48:12 -0500

Jim Weil, Managing Partner at Private Vista, shares how the firm’s culture and core values shape the client experience, outlines how he monitors key risks, and discusses the most significant trends emerging in the RIA space. He also explains how Private Vista is leveraging technology and innovation to enhance its practice—while preserving the personalized service that clients expect.

Meet the RIA: Mesirow

Asset TV — Wed, 18 Feb 2026 16:27:38 -0500

Brian Price, CEO of Mesirow, discusses how the firm’s independent, employee-owned structure shapes long-term decision-making and aligns the business with client outcomes. He also shares how Mesirow’s integrated investment management, capital markets, and advisory platform works together to deliver value, while highlighting the firm’s focus on culture, talent development, and positioning for the industry’s next major shifts.

Meet The RIA: SeaCrest Wealth Management

Asset TV — Mon, 02 Feb 2026 12:53:35 -0500

Robert R. Sayler, Wealth Advisor, and Ronald Lenihan, Managing Partner at SeaCrest Wealth Management, discuss what differentiates the firm in today’s competitive RIA landscape. They share how SeaCrest supports advisors nationwide while preserving true independence, what flexibility looks like in practice, and why advisors are choosing the firm as a long-term growth partner amid industry consolidation.

Meet the RIA: Johnson Financial Group

Asset TV — Fri, 30 Jan 2026 15:59:15 -0500

Jeff Pierce, President of Johnson Wealth at Johnson Financial Group, shares his long-term vision for the firm and what sets its family-owned model apart from large national competitors and digital platforms.

Meet the RIA: Veris Wealth Partners

Asset TV — Wed, 21 Jan 2026 10:23:36 -0500

Roraj Pradhananga, CIMA, CPA, Chief Investment Officer at Veris Wealth Partners, shares the firm’s origins and its long-standing commitment to impact-focused investing. He discusses how Veris evaluates authentic ESG strategies, what themes are shaping the future of impact investing, and how client portfolios are being positioned amid today’s political and economic landscape.

Meet the RIA: Ferguson Wellman

Asset TV — Mon, 22 Dec 2025 11:13:31 -0500

Ralph Cole, CFA®, Director of Research and Portfolio Management at Ferguson Wellman Capital Management, reflects on the firm’s 50-year history, core values, and the lessons learned across market cycles. He discusses what differentiates Ferguson Wellman, how the firm serves ultra-high-net-worth clients, its thoughtful approach to adopting AI, and how it plans to stay on the leading edge as the industry continues to evolve.

Meet the RIA: Aspiriant

Asset TV — Thu, 18 Dec 2025 12:37:53 -0500

Sandi Bragar, CFP®, Chief Client Officer and Partner at Aspiriant, shares how the firm’s independent, employee-owned structure shapes its client-first approach and differentiates it in the wealth management landscape. She also discusses Aspiriant’s perspective on succession planning, growth priorities for the year ahead, and what advisors curious about the firm should know.

Meet the RIA: Mission Wealth

Asset TV — Tue, 16 Dec 2025 12:35:27 -0500

Dannell Stuart, CFP®, President and Partner of Mission Wealth, discusses the firm’s growth to over $13 billion and the strategic expansion of in-house tax and estate planning capabilities to enhance the client experience. He also highlights how Mission Wealth’s leadership, strong female representation, and focus on technology and next-gen talent position the firm to support advisors and deliver optimal outcomes.

Meet the RIA: Savvy Wealth

Asset TV — Fri, 12 Dec 2025 11:30:55 -0500

Savvy Wealth Founder & CEO Ritik Malhotra shares the origin story behind the firm and the industry gap it set out to solve, along with how Savvy’s modern, tech-enabled model differs from a traditional RIA. He walks through how the platform equips advisors with digital tools, operational support, and independence, while still enabling highly personalized planning—especially for next-gen clients who expect both efficiency and customization.

Meet the RIA: Moneta Group

Asset TV — Wed, 10 Dec 2025 15:50:33 -0500

Eric Kittner, CEO, Chairman and Partner of the Moneta Group, outlines why Moneta’s internally owned model offers a distinct alternative to RIA firms that rely heavily on outside capital. He also explores the future of advisor ownership, the importance of next-gen buy-in, and ways to drive stronger talent retention.

Meet the RIA: RFG Advisory

Asset TV — Fri, 05 Dec 2025 16:25:51 -0500

Abby Salameh, Chief Growth Officer at RFG Advisory, discusses the firm’s expanded StrongHer Money initiative, its leadership, and the drivers behind its advisors’ 13% organic growth. She also shares her perspective on the challenges and opportunities ahead for RIAs and what makes RFG’s model compelling for advisors considering their next chapter.

Meet the RIA: Cary Street Partners

Asset TV — Wed, 03 Dec 2025 16:16:25 -0500

Cary Street Partners COO Wesley H. Gallup, CFP® discusses how the firm’s operational structure, technology strategy, and team performance framework are driving growth across the organization. He also breaks down the challenges of scaling a modern RIA and shares how CSP is cultivating a cohesive ecosystem designed to help advisors—and their clients—thrive.

Meet the RIA: Ducere Wealth Management

Asset TV — Fri, 21 Nov 2025 13:48:22 -0500

Zane Keller, CEO of Ducere Wealth Management, shares why he and Rick Keller launched the firm and the vision behind its client-first approach. He discusses how the business has progressed in its first six months and explains how Ducere Wealth is working to solve some of the key challenges facing today’s advisory industry.

Meet the RIA: REVUP Private Wealth

Asset TV — Fri, 21 Nov 2025 10:40:04 -0500

Founder and Wealth Advisor Michael Grand joins us to discuss his path to independence, the inspiration behind REVUP Private Wealth, and why he chose to transition to NYFP and Osaic. He also shares how greater flexibility, control, and client-centered decision-making are shaping the future of his practice.

Meet the RIA: Prime Capital Financial

Asset TV — Thu, 20 Nov 2025 11:53:36 -0500

Scott Colangelo, Chairman of Prime Capital Wealth, shares more about the firm’s growth to over $40 billion in AUM since its founding in 2017.

Meet the RIA: NewEdge Capital Group

Asset TV — Thu, 13 Nov 2025 14:58:27 -0500

Robert Sechan, Co-Managing Partner at NewEdge Capital Group and CEO of NewEdge Wealth, reflects on the firm’s journey to becoming a top RIA and explains how innovation, partnership, and client alignment remain central to the firm’s mission and growth. He also discusses the culture that drives performance, the core values that shape decision-making, and the vision behind building a modern wealth management platform.

Meet the RIA: Hightower

Asset TV — Mon, 10 Nov 2025 15:35:14 -0500

Hightower CEO Larry Restieri discusses the firm’s culture, values, and evolution as one of the nation’s leading RIAs. He introduces Hightower Signature Wealth—the firm’s new direct-to-consumer advisory platform—and explains how it supports both advisors and clients.

Meet the RIA: Integrated Partners

Asset TV — Mon, 13 Oct 2025 10:38:54 -0400

Integrated Partners President Andree Mohr shares how the firm’s distinctive CPA Alliance model and new AI-powered advisor tools are helping advisors elevate client service and efficiency. She also discusses the Ambassador Council’s role in shaping firm strategy, key industry challenges, and what’s ahead for Integrated’s continued growth.

Meet the RIA: Cerity Partners

Asset TV — Mon, 13 Oct 2025 10:30:23 -0400

Cerity Partners CEO Kurt Miscinski reflects on the firm’s 15-year journey from its founding vision to becoming one of the nation’s leading full-service wealth management firms. He discusses Cerity’s client-first mission, investment in employee growth, and forward-looking approach to innovation, AI, and the future of wealth management.

Meet the RIA: Badgley Phelps

Asset TV — Mon, 22 Sep 2025 16:35:15 -0400

Tim Thomas, CFA®, CIO at Badgley Phelps, shares more about how the firm connects with clients, ensures a personalized approach throughout the planning process, and creates a unique approach.

Meet the RIA: Fairway Wealth Management

Asset TV — Tue, 09 Sep 2025 16:24:07 -0400

Mark Weiskind, CFP®, President and Founding Partner at Fairway Wealth Management, shares what led him and his Co-Founder to launch the firm, what it means to serve as the client’s personal CFO, and what he considers the most important role of an advisor.

Meet the RIA: Sound View Wealth Advisors

Asset TV — Wed, 03 Sep 2025 10:34:51 -0400

Melissa Bouchillon, Managing Partner at Sound View Wealth Advisors, shares more about the firm’s founding in 2018, its growth story since then, its focus on culture and people, and what makes the RIA unique.

Meet the RIA: Beacon Pointe Advisors

Asset TV — Mon, 25 Aug 2025 09:44:23 -0400

Karisa Diephouse, Chief Operating Officer at Beacon Pointe Advisors, reflects on the firm’s impressive growth since its founding in 2002, highlighting the defining moments that shaped its rise as the largest female-led RIA in the country and one of the nation’s top RIAs. She offers valuable advice for advisors seeking to build enduring, client-centric practices and discusses how Beacon Pointe’s strong female leadership at the highest levels has influenced the firm’s culture and client experience, while also underscoring the core values that guide the RIA.

Meet the RIA: Ullmann Wealth Partners

Asset TV — Thu, 14 Aug 2025 16:21:37 -0400

Patrick Kilbane, J.D., CDFA®, Partner at Ullmann Wealth Partners, shares more about the firm’s mission and values and how they help people navigate major life transitions like divorce and retirement. Kilbane also explains how his background as an attorney and his special divorce certification position him to assist clients with their unique needs.

Meet the RIA: LVW Advisors

Asset TV — Tue, 22 Jul 2025 17:03:24 -0400

LVW Advisors continues to climb the rankings, and the firm’s Founder and CEO Lori Van Dusen has been named the #1 Wealth Advisor in New York State. Van Dusen shares her journey launching the RIA, how LVW Advisors fosters strong relationships with clients, and much more.

Meet the RIA: Bartlett Wealth Management

Asset TV — Mon, 30 Jun 2025 14:56:25 -0400

Holly Hirt Mazzocca, CFP®, President of Bartlett Wealth Management, explains the importance of consistency, sharing more about the firm’s long history and strengths as a top RIA.

Meet the RIA: Cary Street Partners

Asset TV — Fri, 09 May 2025 09:31:04 -0400

CEO Joe Schmuckler shares the history of Cary Street Partners, what he views as instrumental to the team's growth and success over the years as a Barron’s Top 100 RIA, and how they are building on that foundation with a new strategic partnership.

Meet the RIA: Reflection Asset Management

Asset TV — Mon, 01 Jul 2024 09:49:46 -0400

Jason Britton, founder and CIO of Reflection Asset Management, shares his story of breaking away from the wirehouse to launch his own firm that’s grown to $6 billion in AUM and fintech rooted in values-driven investing.

Meet the RIA: Snowden Lane Partners

Asset TV — Thu, 06 Jun 2024 12:04:58 -0400

Armando A. Ureña, Senior Partner and Managing Director at Snowden Lane Partners, shares more about the firm’s path to becoming a Barron’s Top RIA, its investment approach, and growth trajectory.

Meet the RIA: Callan Family Office

Asset TV — Wed, 24 Apr 2024 14:35:29 -0400

In the first two years since its founding in 2022, Callan Family Office grew its AUM organically to $5 billion. CEO Jack Ginter shares more about Callan Family Office’s core values and how the firm is serving its client base of UHNW families and institutions.

Meet the RIA: Forum Financial

Asset TV — Mon, 01 Apr 2024 09:03:00 -0400

Jonathan Rogers, CFP®, Co-Managing Partner at Forum Financial, shares more about the firm’s unique partnership structure, how its growth has led it to become a Barron’s Top 100 RIA, and why he describes Forum as “fiercely independent.”

Meet the RIA: Merit Financial

Asset TV — Wed, 13 Mar 2024 14:00:00 -0400

Kay Lynn Mayhue, President of Merit Financial, reflects on the firm's history, client base, path to becoming a top RIA, and multi-faceted growth strategy.

Meet the RIA: Rose Capital Advisors

Asset TV — Thu, 15 Feb 2024 11:00:00 -0500

Rose Capital Advisors Founder and Managing Partner Michael Rose shares how his firm is serving high profile athletes, gaining exposure to alternatives, and more.

Meet the RIA: Douglas C. Lane & Associates

Asset TV — Wed, 24 Jan 2024 11:53:00 -0500

Sarat Sethi, CFA, CIC, Managing Partner at Douglas C. Lane & Associates, shares more about the firm’s history, growth over the years, and path to becoming a Baron’s Top 100 RIA.

Meet the RIA: Evan’s May Wealth

Asset TV — Thu, 21 Dec 2023 10:01:15 -0500

Brooke May, Managing Partner at Evan's May Wealth, shares the RIA's evolution, equity-focused approach, and commitment to comprehensive financial services. Discover their unique perspective in the financial landscape and the importance of a long-term investment view.

Meet the RIA: Performance Wealth

Asset TV — Tue, 28 Nov 2023 11:05:23 -0500

Grace Salvino, Wealth Manager at Performance Wealth, shares more about the RIA’s history, its mission to educate the next generation on finance, and why the firm feels it’s so critical to take a long-term view of investing.

Meet the RIA: Elm Wealth

Asset TV — Thu, 05 Oct 2023 13:13:12 -0400

Former hedge fund manager Victor Haghani shares the principles he used to found Elm Wealth more than a decade ago. He also discusses the firm’s Dynamic Index Investing® approach, strategy for keeping fees low, and future ambitions.

Meet the RIA: Summit Trail Advisors

Asset TV — Wed, 20 Sep 2023 09:44:58 -0400

Managing Partner Jack Petersen discusses the unique needs of the UHNW client base, his manager selection process and the symbiotic relationship between firm growth and client satisfaction.

Meet the RIA: Bordeaux Wealth Advisors

Asset TV — Mon, 31 Jul 2023 16:09:02 -0400

Managing Partner Jon Snare, CFA, CFP explains what Bordeaux Wealth Advisors' values and investment philosophy have in common with high quality french wine. He also shares how the $4 billion RIA is helping many tech executives grow their wealth.

Meet the RIA: Steward Partners

Asset TV — Mon, 24 Jul 2023 12:49:40 -0400

Steward Partners has grown to $30 billion since its launch in 2013. CEO Jim Gold explains why they feel it’s important to offer equity to everyone at the firm and what’s been key to their success. He also paints a picture of the RIA firm of the future and how Steward Partners is trying to stay ahead of the curve.

Meet the RIA: LVW Advisors

Asset TV — Wed, 14 Jun 2023 09:39:57 -0400

LVW Advisors is a women-led firm that got its start in the institutional space and still has many institutional clients today. CEO and Founder Lori Van Dusen shares more about the RIA’s culture, values, and investment approach.

Meet the RIA: XML Financial Group

Asset TV — Wed, 14 Jun 2023 09:37:23 -0400

Brett Bernstein, CEO and co-founder of XML Financial Group describes the team’s client-centric approach, the ways that they keep their employees feeling valued, and the secret to their growth since breaking away from Merrill Lynch and launching as an independent RIA. He emphasizes the importance of tailored solutions that foster lasting relationships and help clients achieve their goals.

Meet the RIA: Mercer Global Advisors

Asset TV — Mon, 05 Jun 2023 10:25:00 -0400

Kara Duckworth, Managing Director of Client Experience at Mercer Advisors, joins us to discuss prioritizing clients, increasing the representation of women in wealth management, and other related topics. Mercer Advisors has achieved the distinction of being ranked among the top 10 RIA's in the country for two consecutive years.

Meet The RIA: Integrated Partners

Asset TV — Thu, 01 Jun 2023 10:34:08 -0400

Robert Sandrew, Chief Growth Officer at Integrated Partners, discusses the trends that he’s seeing in the RIA M&A world, what he looks for in potential RIA acquisition targets, and the key characteristics that have led to Integrated Partners' success.

Meet the RIA: Creative Planning

Asset TV — Thu, 01 Jun 2023 10:32:13 -0400

Peter Malek, CEO of Creative Planning, provides insights into their highly successful wealth management strategies, highlighting their personalized approach that has contributed to their remarkable growth. He shares valuable information on how they tailor their services to meet individual client needs, prioritize transparency and collaboration, and leverage technology to deliver exceptional financial outcomes.

Meet the RIA: Kovitz Investment Group

Asset TV — Wed, 10 May 2023 08:38:17 -0400

Chris Nicholson, CFP®, Principal, Senior Wealth Advisor and Director of Wealth Management at Kovitz Investment Group Partners, one of Barron’s top 100 RIAs, discusses how the RIA has gained success and loyalty as a value-oriented investment advisor.

Meet the RIA: Johnson Investment Counsel

Asset TV — Tue, 25 Apr 2023 14:11:26 -0400

Jason Jackman, CFA, CEO of Johnson Investment Counsel discusses the firm’s inception, which it’s founder, Tim Johnson, Ph.D., described as “a hobby that got outta hand”, and the philosophy and approach allowed it to grow into one of the nation’s largest RIAs managing over $17 billion.

Meet the RIA: Carson Group

Asset TV — Fri, 21 Apr 2023 16:38:11 -0400

Erin Wood, CFP®, CRPC®, FBS®, Senior Vice President, Financial Planning & Advanced Solutions at Carson Group, shares more about the top RIA’s philosophy and how their approach differs from other firms.

Meet the RIA: Bartlett Wealth Management

Asset TV — Wed, 01 Mar 2023 13:45:49 -0500

Bartlett Wealth Management President Holly Hirt Mazzocca, CFP® reflects on how the firm has found success and grown to $6.9billion in AUM since its founding in 1898. She also shares her strategy for finding the best independent wealth management firms, how she is engaging with talent across all levels of Bartlett.

Meet the RIA: Evolv Family Wealth

Asset TV — Wed, 01 Feb 2023 09:49:37 -0500

Nick Kolbenschlag, Managing Director at Evolv Family Wealth, shares what went into the launch of the new RIA platform, its strategy for helping advisors build wealth, and how the personal CFO model ultimately benefits the end client. He also explains what pain points that Evolv intends to solve for advisors looking to leave the wirehouses.

Meet the RIA: Beacon Pointe Advisors

Asset TV — Thu, 12 Jan 2023 13:03:30 -0500

Beacon Pointe Advisors is the largest female-led RIA in the country and has been consistently ranked one of the top RIAs in the U.S. by Barron's. CEO Shannon Eusey shares what it was like launching the firm in 2002, the allWEALTH® approach, and what’s been key to Beacon Pointe’s success over the past two decades.

Meet the RIA: Hightower Advisors

Asset TV — Mon, 19 Dec 2022 15:04:36 -0500

Advisors Chairman and CEO Bob Oros reflects on how the firm has found success and grown to $140 billion in AUM since its founding in 2008. He also shares his strategy for finding the best independent wealth management firms, how he is engaging with talent across all levels of Hightower, and where he sees the RIA industry headed in the coming years.

Meet the RIA: Johnson Financial Group

Asset TV — Thu, 01 Dec 2022 10:28:54 -0500

Johnson Financial Group has a wealth, bank and insurance business and more than $14 billion in assets under administration. Brian Andrew, EVP Wealth and Chief Investment Officer shares growth plans for the coming years, what the firm looks for in an acquisition target, and how the RIA is helping clients navigate volatile markets.

Meet the RIA: CI RegentAtlantic Private Wealth

Asset TV — Thu, 01 Dec 2022 10:12:35 -0500

Seven out of ten LGBTQ+ Americans report that they would be more comfortable with an advisor who is part of the community or a vocal ally. RegentAtlantic Wealth Advisors Barbara Bilello and Lisa Neira, CFP® share how their firm is serving this community, important considerations when working with LGBTQ+ clients, and ways that RIAs can improve on equity and inclusion.

Meet the RIA: Wealth Enhancement Group

Asset TV — Thu, 01 Dec 2022 09:46:41 -0500

Wealth Enhancement Group® has grown its AUM to $57 billion and is now ranked the #6 RIA Firm in the U.S. by Barron's. Chief Operating Officer Terri Kallsen, CFP® reveals what's been key to the RIA's success, discusses three key trends shaping the financial services industry, and much more.

Meet the RIA: Alera Group

Asset TV — Thu, 01 Dec 2022 09:25:08 -0500

Tina Hohman, Executive Vice President, Wealth Services at Alera Group, shares how the firm's "secret sauce" has played a role in its deal-making and growth. She looks at the pipeline for future acquisitions, what makes Alera Group stand out, and how the RIA reacts to challenging markets.

Meet the RIA: Wealthspire Advisors

Asset TV — Wed, 30 Nov 2022 16:20:23 -0500

Wealthspire Advisors has doubled the size of its business over the past three years and grown its AUM to just north of $18 billion. CEO Mike LaMena shares the RIA's different growth strategies, how he ensures that the company is expanding its service to meet clients' increasing needs, and where he sees the industry moving in the years to come.

Meet the RIA: Sanctuary Wealth

Asset TV — Fri, 05 Aug 2022 15:30:37 -0400

Since its inception four years ago, Sanctuary Wealth has expanded to $25 billion in assets under advisement. CEO Jim Dickson shares the firm's mantra, how it plans to put a recent $175 million investment to use, and how the hybrid RIA has achieved so much growth, partnering with 79 firms in 26 states across the country.

Meet the RIA: Sweet Financial

Asset TV — Fri, 01 Jul 2022 06:00:00 -0400

Brittany Anderson, President of Sweet Financial, shares why her team decided to break away from Raymond James to launch their own RIA and foster their own unique client experience, which includes a dream wall and freshly baked cookies daily. She also discusses their three target niches, accomplishments, and future goals.

99-Year-Old Firm on Staying Competitive Through Time

Asset TV — Fri, 24 Jun 2022 09:00:00 -0400

H.F. “Rick” Pitcairn, II, CFA, Chief Investment Officer at Pitcairn, gives an overview of the firm's history, evolution over the past century, and goals moving forward.

'Know What Environment You Thrive In & Go There,' Says Female-Founded RIA

Asset TV — Thu, 12 May 2022 11:29:06 -0400

Women, particularly single women, face unique financial challenges and needs. Cathy Curtis, CFP®, Founder and CEO of Curtis Financial Planning, has carved out a niche helping this demographic. She also shares some of the keys to successful financial planning and the importance of having a strong tech deck.

Outwork Your Competition, Be a Student & Never Forget Your Humility

Asset TV — Fri, 01 Apr 2022 08:00:00 -0400

Brandywine Oak has grown to $1.5 billion in assets under management since its inception in 2018. Founder and CEO Michael Henley
CFP®, CPWA®, CPRC®, RMA® shares industry advice, tax tips, and what he sees as the biggest gap for families in receiving financial advice.

The Importance of Adding a Personal Touch to Your Work

Asset TV — Tue, 22 Mar 2022 13:19:44 -0400

Larrea Wealth Management CEO Aquiles Larrea Jr., AIF® discusses how he is helping clients navigate their investments as markets feel the volatility from Russia invading Ukraine. He also reflects back on his decision to launch his own RIA two decades ago and what he has learned along the way.

Tax Season Kicks Off

Asset TV — Tue, 01 Mar 2022 07:00:00 -0500

Jamie Hopkins, Managing Partner of Wealth Solutions at Carson Group, shares the do's and don'ts of tax season, how he is thinking about cryptocurrencies as technology, and some of the top questions he is getting from investors right now.

Financial Wellness and the Intersection of Health & Wealth

Asset TV — Tue, 22 Feb 2022 16:13:38 -0500

Whealthcare Planning Founder and CEO Chris Heye, PhD discusses how COVID has changed the way people think about the relationship between health and wealth. He also looks at financial wellness and how advisors can help their clients more effectively identify and mitigate health-related financial risks.

Ex-Merrill Team Launches $1.1 Billion RIA with "Fun, Flexible, Casual" Culture

Asset TV — Tue, 15 Feb 2022 09:00:00 -0500

Amplius Wealth Advisors is celebrating is getting ready to celebrate its one year anniversary. Founding Partner & Chief Executive Officer Matthew D. Liebman, CFA®, CRPC®, CAIA® shares what it was like going independent, plans for 2022, and how the $1.1 billion RIA is working with Dynasty and Fidelity.

Key 2022 Money Considerations from a Top Advisory Firm

Asset TV — Mon, 10 Jan 2022 15:00:39 -0500

The end of the year is an excellent time to review your overall investment portfolio and evaluate your existing asset allocation. Ross Cohen, CFP® shares important tips for investors who want a more financially stable future. Cohen is a Wealth Advisor at Bartlett Wealth Management, which is a Barron's Top 100 RIA.

$5 Billion RIA Reflects on Latest Deal

Asset TV — Wed, 15 Dec 2021 15:43:08 -0500

Adding to its list of strategic acquisitions, Arkadios Capital recently bought Investment Architects, which manages about $1.25 billion. CEO David Y. Millican IV says one of the key factors in these decisions is identifying high-quality advisors. He expects that we will continue to see a lot more activity in the industry with interest rates so low.

Growing by Focusing on Individual Investors and Taking Good Care of People

Asset TV — Thu, 11 Nov 2021 13:00:00 -0500

CEO Joseph P. Biondo shares how Biondo Investment Advisors has expanded its RIA business to just under $1 billion in assets under management. He discusses dividend and growth strategies, how they are using ETFs and Mutual Funds, and the importance of diversified long-term planning.

M&A Environment Heating Up, Says Johnson Wealth

Asset TV — Fri, 24 Sep 2021 13:00:00 -0400

Chief Investment Officer and President of Johnson Wealth Brian Andrew shares how the firm has carved out a niche advising pilots, family businesses, and other groups. The RIA manages $10 billion and has plans to grow.

Everything Is Expensive, Says Barron's Top 10 Independent Advisor

Asset TV — Wed, 22 Sep 2021 11:52:22 -0400

Chief Investment Officer Mike Vogelzang reveals that CAPTRUST is taking some of its winnings off the table, but he also warns investors not to get too caught up in the moment, encouraging them to focus on the longerm. CAPTRUST manages more than $60 billion and recently earned the #6 spot on Barron's list of the Top 100 RIA Firms in the United States.

Spotlight on Succession Planning with Your Dedicated Fiduciary

Asset TV — Mon, 23 Aug 2021 17:34:11 -0400

Wealth Strategist & Founder of Your Dedicated Fiduciary® Vance Barse, AIF® shares what it is like acquiring a practice. He discusses all the M&A activity we have been seeing in the market and why he says it's a great time for sellers.

Ric Edelman on Blockchain, Living to Be 120 Years Old & Retirement Security

Asset TV — Thu, 19 Aug 2021 08:00:00 -0400

Ric Edelman predicts that exponential technologies will eventually cure cancer and other deadly diseases, leading people to live much longer. The Founder of the Barron's #1 RIA, Edelman Financial Engines, thinks that retirement security will thus be more important than ever before. He is also taking on new ventures, such as DACFP.com, to help educate financial professionals about blockchain, bitcoin, and digital assets.

Be Disciplined and Know What You're Trying to Achieve, Says CEO of Top Advisory Firm

Asset TV — Mon, 16 Aug 2021 15:54:32 -0400

It's a competitive environment for buyers, says Mike LaMena, the CEO of Wealthspire Advisors, which has been ranked a top 25 registered investment advisor by Barron's. He discusses the M&A landscape, his firm's focus on diversity & inclusion, and why Wealthspire is taking a flexible "magnet, not mandate" approach to returning to the office.

Advisor Roundtable: Inflation, M&A, Virtual Meetings & Technology

Asset TV — Mon, 12 Jul 2021 09:30:49 -0400

Some of the top registered investment advisors in the country gather for a roundtable discussion on inflation, investment trends, mergers & acquisitions, technology, and much more. Speakers: Jason Jackman, President and Chief Investment Officer at Johnson Investment Counsel Joe McCaffrey, Chief Investment Officer at Salem Investment Counselors Julianne Andrews, Sr. Director and Sr. Wealth Advisor at Mercer Advisors

Inflation: The Question of the Month

Asset TV — Tue, 06 Jul 2021 09:23:04 -0400

Winthrop Wealth Co-Chief Investment Officer Andrew Murphy, CFA talks about overcoming different challenges over the years, ranging from an office fire to a pandemic. He also explains how inflation impacts different asset classes.

Time in the Market, More Important than Timing the Market

Asset TV — Mon, 24 May 2021 12:14:23 -0400

Bartlett Wealth Management President, Wealth Advisor and Principal Holly Hirt Mazzocca, CFP® describes the firm's investment approach, culture, focus on diversity & inclusion, and growth strategy.

Taxes Are Top of Mind for Investors, Says RIA Founder

Asset TV — Mon, 17 May 2021 12:28:18 -0400

Your Dedicated Fiduciary® Wealth Strategist & Founder D. Vance Barse, AIF® discusses the #1 concern he is hearing from clients right now: taxes. He also outlines Morningstar's updated categories, reflects on what it was like leading a company through a pandemic, and shares his longterm outlook on the financial services industry.

We Need More Women in Financial Services, Says WEG Executive

Asset TV — Wed, 28 Apr 2021 11:27:18 -0400

Wealth Enhancement Group's Chief Operations Officer Terri Kallsen shares why she chose a career in financial services and why she hopes more women will choose to do the same. She says it's important for women to lift each other up and offers advice for young women as they launch their careers.

RIA Co-Founder Discusses Merger with Mercer Global Advisors

Asset TV — Tue, 27 Apr 2021 10:00:00 -0400

Sr. Client Advisor Cathy Miller opens up about what clients need most from their advisors and some of the biggest industry changes she has seen over the years. Miller is the co-founder of Atlanta Financial Associated, which recently merged with Mercer Global Advisors.

Growth Is Not the Goal, It's the Outcome: Johnson Investment Council

Asset TV — Thu, 01 Apr 2021 14:20:18 -0400

Johnson Investment Counsel President and CIO Jason Jackman shares why people and culture are crucial to his RIA's success. He also discusses how the firm is using technology, focusing on diversity and inclusion, and getting more employees involved in the goals and planning process.

Beacon Pointe Advisors on M&A, Culture, & Female Leadership

Asset TV — Mon, 01 Mar 2021 12:03:26 -0500

CEO Shannon Eusey discusses Beacon Pointe Advisors' focus on culture, M&A and female leadership. She says these factors differentiate the firm, which has been consistently ranked a top RIA by Barron's.

International Assets Advisory CEO: Don't Chase Magic in the Markets

Asset TV — Wed, 24 Feb 2021 16:06:35 -0500

International Assets Advisory CEO Ed Cofrancesco shares his holistic approach to fostering strong relationships. With the historic rise of Gamestop, he also warns investors to be weary of "magic" in the markets and emphasizes the importance of diversification and a long-term strategy.

Wealth Enhancement Group: It's About Culture & Helping People

Asset TV — Tue, 02 Feb 2021 15:43:25 -0500

Chief Investments and Business Development Officer James Cahn shares the key points driving Wealth Enhancement Group's growth. He also discusses how the top RIA firm is transforming to the digital space and the role of technology in the ever-evolving industry.

Stratos Wealth Partners: How Advisors Are Navigating Disruption and Change

Asset TV — Tue, 02 Feb 2021 15:18:18 -0500

Stratos Wealth Partners Founder & CEO Jeff Concepcion shares how the Coronavirus crisis has forced firms to innovate, offers his advice for staying engaged, and speculates about the future of communication.

Allworth Financial's Investment Philosophy & Acquisition Strategy

Asset TV — Tue, 19 Jan 2021 17:09:40 -0500

Scott Hanson discusses his firm's approach to investing, a new philanthropic initiative, and where he sees the industry headed in the next 5-10 years. Hanson is Co-Founder and Co-CEO of Allworth Financial, which was ranked a Top 30 RIA Firm by Barron's.

Barry Ritholtz: Favorite Takeaways from the Least Favorite Year

Asset TV — Fri, 08 Jan 2021 16:38:14 -0500

Ritholtz Wealth Management Chairman & CIO Barry Ritholtz shares what it was like launching his own firm and the lessons he has learned along the way. He also outlines 10 finance phrases to avoid, compares the stock market to the economy, and talks about why it's important to set goals.

Common Investing Mistakes to Avoid in the New Year

Asset TV — Fri, 11 Dec 2020 15:43:34 -0500

Joe McCaffrey, Partner and Chief Investment Officer at Salem Investment Counselors, shares his 2021 investment outlook, highlighting different areas of opportunity. He also warns investors about some common mistakes to avoid in the new year.

#1 Financial Advisory Firm Shares Biggest Piece of Investment advice

Asset TV — Fri, 11 Dec 2020 15:42:41 -0500

David Rea tells investors not to forget this very critical investing principle. He's President of Salem Investment Counselors, which has been ranked the #1 Advisory Firm by CNBC two years in a row.

Mitlin Financial Founder: Technology, Client Needs & Diversity

Asset TV — Tue, 03 Nov 2020 14:10:54 -0500

Larry Sprung, Founder and Wealth Advisor at Mitlin Financial, shares how client needs and expectations have changed over the years and how to align investments with goals. He also weighs in on diversity and inclusion, what inspired him to become a financial planner, and the evolution of technology.

Carson Group Founder: The Power of Positive Energy

Asset TV — Mon, 19 Oct 2020 16:59:55 -0400

Carson Group Founder & CEO Ron Carson shares what it was like to be one of the first independent advisors in the space and what he has learned about investing and proving your value over the years. He also weighs in on how technology has changed the landscape.

#1 RIA Ric Edelman on 2020 Election & COVID-19

Asset TV — Fri, 16 Oct 2020 15:38:22 -0400

Ric Edelman shares how the results of the 2020 Election could impact markets and whether the economy will catch up with the stock market. He's the Founder of Edelman Financial Engines, which has been consistently ranked the #1 RIA by Barron's.

Wealthspire Advisors: Focus on Talent & Culture

Asset TV — Wed, 14 Oct 2020 17:01:59 -0400

CEO Mike LaMena shares how talent and culture have led Wealthspire Advisors to be ranked a Top 25 Registered Investment Advisor by Barron's. He also compares organic growth with M&A and explains why both are important.

Ritholtz Wealth Management: History of the Tech Rally

Asset TV — Thu, 01 Oct 2020 16:13:47 -0400

Since 2015, about two-thirds of the gains in the S&P 500 have been driven by just six stocks, says Ritholtz Wealth Management Chairman & CIO Barry Ritholtz. He shares his research on the big tech rally, the history of markets, and more.

Moneta Group: Outlook for the Rest of 2020

Asset TV — Thu, 01 Oct 2020 16:08:57 -0400

Moneta CIO Bill Hornbarger looks back on the market impact of the COVID-19 crisis and shares his outlook for the rest of 2020. He weighs in on credit spreads, the low-yield environment, presidential election, and more.

Creative Planning: 4 Tips to Build Wealth

Asset TV — Thu, 01 Oct 2020 16:04:04 -0400

Peter Mallouk shares some simple tips to help people increase their wealth and get rid of debt. He also shares his thoughts on the future of the financial planning industry and how he is advising people during COVID. Mallouk is the President of Creative Planning and has consistently been ranked one of the top registered investment advisors in the country.

Moneta Group

Asset TV — Mon, 10 Aug 2020 12:33:21 -0400

Moneta Managing Partner and Chairman of the Board Eric Kittner talks about trends in the RIA space, his greatest piece of advice, and more. Moneta has been ranked the #4 Registered Investment Advisor in the country by Barron's.

Ritholtz Wealth Management

Asset TV — Fri, 31 Jul 2020 12:32:17 -0400

Ritholtz Wealth Management Chairman and CIO Barry Ritholtz shares his personal journey as an RIA, why he started managing people's money, and his approach to research, commentary and analysis.

Carson Group

Asset TV — Thu, 11 Jun 2020 08:00:00 -0400

Edelman Financial Engines

Asset TV — Thu, 21 May 2020 08:00:00 -0400

Ric Edelman, Founder of the #1 RIA Firm Edelman Financial Engines, discusses stocks and why he thinks there could be more pain to come for markets. Edelman also shares creative ways he is helping clients save money during these uncertain times. Whether it's paying full tuition for your child to take online classes at an expensive university or paying auto insurance for a vehicle parked in your garage for the foreseeable future, he redefines personal finance in the new virtual environment we are living in.

Creative Planning

Asset TV — Mon, 18 May 2020 08:00:00 -0400

Peter Mallouk discusses how to invest during a bear market, common mistakes people make trying to time a top or a bottom, and potential buying opportunities. He also explains why stocks can be going up while small businesses are failing, calling it a big disconnect between Main Street and Wall Street. Mallouk is the President of Creative Planning, which has been consistently ranked one of the top RIA firms in the country.

Bahnsen Group

Asset TV — Mon, 11 May 2020 08:00:00 -0400

We hear from David Bahnsen, CIO and Managing Partner at the Bahnsen Group, on balancing risks and long-term client goals. The Top 100 Advisor gives his take on the Fed's trajectory, the Saudi oil attacks, and negative rates globally.